Securities and Exchange Commission Nigeria
Latest News
The Director General of SEC Nigeria recently spoke on Arise Television, shedding light on key updates in the Investment and Securities Act (ISA) 2025Enroll Now: Training Opportunities at The Nigerian Capital Market Institute (NCMI)!In a major boost to capital market regulation in Nigeria, President Ahmed Bola Tinubu GCFR, has assented to the Investments and Securities Bill (ISB) 2025

For Operators

Resources and services for capital market operators, including licensing, compliance, and regulatory updates.

Licensing & Registration

Apply for License
Submit applications for new licenses or register as a capital market operator.
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License Renewal
Renew your existing license or update registration information.
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Operator Types
Learn about different operator categories and their requirements.
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Compliance & Reporting

Regulatory Compliance

Stay compliant with SEC regulations and requirements for capital market operators.

  • •Rules and Regulations
  • •Compliance Guidelines
  • •Code of Conduct
  • •Anti-Money Laundering (AML) Requirements
View Regulations
Filing & Reporting

Submit required filings, reports, and disclosures to the Commission.

  • •Quarterly Financial Returns
  • •Annual Reports
  • •Corporate Actions Filing
  • •Insider Trading Reports
Submit Filing

Professional Development

The Nigerian Capital Market Institute (NCMI) offers comprehensive training programs for market operators to enhance professional competence and maintain industry standards.

Explore Training Programs

Operator Categories

Stockbrokers

Licensed to buy and sell securities on behalf of clients in the capital market.

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Investment Advisers

Provide professional investment advice and portfolio management services.

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Fund Managers

Manage collective investment schemes and pension fund assets.

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Registrars

Maintain registers of security holders and process corporate actions.

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Issuing Houses

Facilitate public offerings and private placements of securities.

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Trustees

Act as trustees for collective investment schemes and bond issues.

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Resources for Operators

Rules & Regulations

Access regulatory framework

Forms & Templates

Download required documents

Circulars & Notices

Stay updated with announcements

Operator Directory

Search registered operators

About SEC

  • Our History
  • Leadership
  • Organizational Structure

Resources

  • Publications
  • Forms & Templates
  • FAQ

Quick Links

  • For Investors
  • For Operators
  • For Businesses

Contact Us

  • Plot 272, Samuel Adesujo Ademulegun Street
  • Central Business District
  • Abuja, Nigeria
  • info@sec.gov.ng

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